Genenta Science S.p.A.. (11/10/21). "Press Release: Genenta Announces Filing of Registration Statement for Proposed Initial Public Offering". Milan & New York, NY.

	Organisation	Genenta Science S.p.A. (Nasdaq: GNTA)
	Group	Genenta Science (Group)
	Organisation 2	Roth Capital Partners LLC
	Product	Temferon™ I-O gene therapy
	Product 2	investment banking
	Index term	Genenta Science–SEVERAL: investment, 202111–202112 US IPO $27.6m with 2.4m ADSs at $11.5/ADS at Nasdaq Capital Market
	Index term 2	Genenta Science–SEVERAL: investment, 202112 direct offering $8.28m of 720.1k ordinary shares for subscription by exisiting shareholders at $11.5/share

Genenta Science, a clinical-stage biotechnology company pioneering the development of hematopoietic stem progenitor cell immuno-gene therapy for cancer (Temferon™), announced today that it has filed a registration statement on Form F-1 (the “Registration Statement”) with the U.S. Securities and Exchange Commission (“SEC”) relating to a proposed initial public offering of the Company’s ordinary shares, to be delivered in the form of American Depositary Shares (“ADSs”). The number and price of the securities to be sold in the offering has not yet been determined.

The Company has applied to list the ADSs on the Nasdaq Capital Market in the United States under the symbol “GNTA” (file number 333-260923). ADSs are U.S. dollar-denominated negotiable instruments issued by a depositary bank that facilitate U.S. trading and investment in shares of non-U.S. companies. Each ADS represents the right to receive one ordinary share.

Roth Capital Partners is acting as sole book-running manager of the offering. Maxim Group LLC is acting as lead manager of the offering.

The Registration Statement on Form F-1 relating to the proposed sale of these securities has been filed with the SEC but has not yet become effective. These securities may not be sold, nor may offers to buy be accepted, prior to the time the Registration Statement becomes effective.

This press release shall not constitute an offer to sell or the solicitation of an offer to buy these securities, nor shall there be any sale of any securities in any state or jurisdiction in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction. Any potential offering is subject to market and other conditions.

The proposed offering of ADSs will only be made by means of a prospectus. When a copy of the preliminary prospectus relating to the offering is available, copies may be obtained from Roth Capital Partners, 888 San Clemente Drive, Newport Beach, CA 92660, Attention: Equity Capital Markets at (800) 678-9147 or by email at rothecm@roth.com; or from Maxim Group LLC at 300 Park Avenue, 16th Floor, New York, NY 10022, Attention: Syndicate Department, or by telephone at (212) 895-3745 or by email at syndicate@maximgrp.com.

Record changed: 2023-06-05